November 2012

Where Compliance Meets Business

by NCS Regulatory Compliance on November 29, 2012

Advisory Firms Cautioned Over the Perils of Backtesting

by NCS Regulatory Compliance on November 15, 2012

Broker–Dealers: Make Sure Your Audit Firm Knows How to Audit

by NCS Regulatory Compliance on November 8, 2012

New York Attorney General Scrutinizing Private Funds

by NCS Regulatory Compliance on November 1, 2012