September 2015

Payments to Unregistered Persons – Now Permitted?

by Beth cacciotti on September 28, 2015

The SEC on Cybersecurity: Another Alert, Another Sweep

by Beth cacciotti on September 20, 2015

Holding Checks and Custody of Investor Funds

by Beth cacciotti on September 9, 2015

The Fiduciary Standard Hits Your Living Room

by Beth cacciotti on September 4, 2015