Andrew Ceresney of the SEC Enforcement Division gives keynote address at recent NSCP conference.

by NCS Regulatory Compliance on November 4, 2015

NCS and Regulatory Compliance exhibited and spoke at the recent 2015 NSCP conference where Director, Division of Enforcement for the SEC, Andrew Ceresney, gave a keynote address discussing the Enforcement’s perspective on compliance officers and how enforcement cases that touch compliance personnel are approached.  (more…)

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